SEC Charges Options Trader for Illegal Short Selling Tactics
Wednesday 14 December 2011 SECWashington, D.C., Dec. 13, 2011 — The Securities and Exchange
Commission today charged an options trader in the Chicago area with
violating short selling restrictions when he failed to locate and
deliver the shares involved in short sales to broker-dealers and
their institutional customers.
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http://www.sec.gov/news/press/2011/2011-264.htm
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http://www.sec.gov/news/press/2011/2011-264.htm