PROGRAM:

- Goals and principles of markets' supervision : regulators /supervisors' experiences

- Structure and limits of the transactions information system : role and practice of supervisors

- Investigation and control by stock exchanges: main distinctive features of surveillance organization and investigation processes, issues, recommandations

- Brokers/ market participants : surveillance processing and issues

SPEAKERS :

- Michel Prada, Chairman of the International Valuation Standards Council Former Chairman of AMF
- Arnaud Oseredczuck, AMF Chef du Service Surveillance des marchés
- Nick Bayley, LSE Head of regulation
- Carl-Frederik Scharffenorth, Deutsche Börse
- Marta Calado, NYSE-EURONEXT- Head of Market Integrity Europe/Manager Portuguese Markets
- Nicolette Kost de Sèvres, Attorney at Law and Lead Researcher, World Capital MarketsCMCRC NYSE Euronext
- Dorothée Pirel, CA Cheuvreux- Compliance Officer

Program

Download the registration form Registrations are closed

Contacte EIFR +33 1 49 27 13 78 or e-mail : contact@eifr.eu